Futures Commissions Merchants/Reporting Firms: Forms & Submissions
This page contains forms and other documents related to Futures Commissions Merchants (FCMs) and other market participants required to report market data and position information to the CFTC. Learn more about FCMs and other reporting firms in the Industry Oversight section.
| Submission | Forms | Rules | Instructions & Remarks |
| Identification of “Special Accounts”* | Form 102 (CFTC Portal) | Part 17.01 | Ownership and Control Reporting |
| Large Trader Position Data for Futures and Options | Position Entry for Reportable Traders – PERT (CFTC Portal) | Part 17 | Large Trader Reporting Program |
| Large Trader Position Data for Swaps | FTP Submission | Part 20 | Swaps Larger Trader Reporting (PDF) |
| Account Creation for FTP Submissions | CFTC Account Creation (CFTC site) | Part 17 and Part 20 | Large Trader Reporting Program and Swaps Larger Trader Reporting (PDF) |